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Home/Services/PE Portfolio Compliance
For private equity GPs
Every portco, one dashboard, one invoice

Every portfolio company. One dashboard. Real-time.

Mid-market PE firms typically have 12-40 portfolio companies. Each has its own state filings, multi-state expansions, M&A diligence needs, and exit-prep requirements. Tracking compliance across the portfolio is a quarterly fire drill. File.Business PE Portfolio Compliance is purpose-built to solve this: every portco, every state, every deadline, in one live dashboard, with one invoice.

Live portfolio dashboardM&A diligence kit generatorLP reporting includedConsolidated billing
12-40 portcos typical Real-time NBEIS monitoring Exit-readiness scoring
PE Portfolio · ABC Capital · 18 portcos
Active portcos18
3 funds
Avg Compliance Score87
top quartile
LP reportQ1
delivered Apr 1
Q1 portfolio Compliance Score reportDelivered to LP committee Apr 1Sent
Portco #14 admin dissolution riskEscalated to GP Apr 3Flagged
Portco #7 exit diligence kitGenerated in 48 hours · readyReady
$25K-$250K
Per year
depends on portfolio size
12-40
Typical portco count
per PE firm
Live
Portfolio dashboard
real-time NBEIS
M&A
Diligence-ready
at exit
SOC 2 Type II · 2025 report4.9 · 8,200+ reviewsE&O Insured · carrier on request51 Jurisdictions220,000+ Formed
See disclosures + carrier names →
How it works

How PE Portfolio works From import to exit.

Continuous monitoring, exit-prep, LP reporting.

1

Discovery + portfolio import

Free 60-minute discovery with our PE practice. We import your portfolio, baseline each portco Compliance Score, surface immediate risks.

2

Continuous monitoring

Real-time NBEIS event monitoring on every portco. Critical events (admin dissolution risk, lapsed RA, missed AR) escalate to the GP immediately.

3

Quarterly LP reporting

Portfolio compliance reports formatted for LP audit committees. PDF export with score progression, filing record, risk events.

4

Exit-readiness + M&A diligence

12 months before exit, exit-readiness score surfaces cleanup work. At sale, diligence kit generated in 48 hours.

For PE GPs and operators

Portfolio-grade compliance. In full.

Portfolio dashboard

Every portco, every state, every deadline, every compliance event in real time. Filter by fund, GP partner, sector, risk band. Export for LP reporting.

Portco-level Compliance Score

Each portfolio company gets its own 0-100 Compliance Score. Underperforming portcos surface to the GP for intervention before exit.

Exit-readiness scoring

Custom diligence-ready score per portco: states current, BOI status, IP filings, contracts archived. Surface gaps 12+ months before sale process.

M&A diligence kit generator

At exit, generate the full diligence kit in 48 hours: Certificates of Good Standing in every state, certified copies, Apostilles for international buyers, IP filings, contract archive.

LP reporting

Quarterly portfolio compliance reports formatted for LP audit committees. PDF export with score progression, filing record, risk events.

GP partner roles

Different GP partners have visibility into their portcos. Role-based access mirrors your fund team structure.

Pricing

Three PE Portfolio tiers.

Pricing scales with portfolio size. Annual contracts. Procurement-friendly terms.

Small fund · 5-15 portcos

$25K/year
Sub-$500M AUM funds. Most common tier for early-stage GPs.
  • Up to 15 portcos
  • Portfolio dashboard
  • Compliance Score per portco
  • Quarterly LP reports
  • Dedicated CSM
  • Annual diligence-readiness audit

Large fund · 40+ portcos

$250K+/year
>$3B AUM or platform funds with many bolt-ons.
  • Unlimited portcos
  • Everything in Mid-market
  • Dedicated CSM team
  • SLA-backed exit-readiness scoring
  • Custom integrations (CRM, fund accounting)
  • Quarterly executive briefings
FAQ

About PE Portfolio Compliance.

Who is the customer · GP or portco?
Both. The GP contracts and pays; portcos use the platform. GP gets portfolio visibility and LP reporting; portcos get compliance service and Compliance Score dashboard.
How does this affect portco economics?
Per-portco cost typically runs $2K-$5K/year fully allocated. We allocate at the portfolio level and produce per-portco reporting. Most GPs find the unit cost competitive with what portcos were paying ad-hoc to multiple vendors.
What about bolt-on acquisitions?
Mid-quarter additions handled within 5 business days. We onboard the new portco, baseline the Compliance Score, surface diligence findings, and roll into the portfolio.
Is this similar to what Carta does for cap tables?
Yes, same model, different layer. Carta is the cap-table and 409A platform. We are the compliance, state-filings, and diligence layer. Most of our PE customers also use Carta; the layers are complementary.
What about exit readiness on a 12-month horizon?
12 months out, our diligence-ready score for the portco surfaces every gap. Common findings: stale Certificates of Good Standing, missing certified amendments, foreign-state lapses, BOI updates needed. We complete the cleanup work over the 12 months pre-sale so the diligence kit is clean.
Do you integrate with our fund accounting?
Yes, on Mid-market and Large fund tiers. We integrate with Allvue, FundCount, and similar fund-accounting systems for unified portfolio reporting.
60day promise

The File.Business Promise

If we miss a filing deadline on a service you pay us to manage, we pay the state penalty. If you change your mind in the first 60 days, we refund our service fee in full. Your data stays yours, always.

60-day money-back Penalty-free filings Cancel anytime No surprise fees
For PE firms

Schedule a PE portfolio review.

Free 60-minute discovery. We import your portfolio, baseline the Compliance Scores, and show you the dashboard live with your real data.

Built for real businesses

220,000 founders, every kind of business.

GP portfolio
12-40 portcos typical
LP reporting
Quarterly to audit committee
M&A diligence
Kit generated in 48 hours
US + international founders · multi-entity dashboard

One platform for one business, or ten.

Multi-entity dashboard at no extra charge. International founders supported with ITIN, EIN-via-SS-4-fax, and partner banking. The platform scales with you.

Explore the platform →
File.Business is a private business filing and compliance service. We are not a government agency and are not affiliated with any Secretary of State office. You may file directly with the appropriate state agency. SOC 2 Type II audited. 220,000+ businesses formed since 2017.